SMBC Nikko Securities (Hong Kong) Limited

Disclaimer

By accessing this Website, and any of its webpage(s), you are deemed to have agreed to the terms, conditions, and notices (including any disclaimer(s) and privacy statement(s)) contained herein, which may be changed, modified or supplemented from time to time. The products and transactions described herein are not suitable for every investor. Such products and transactions are only suitable for sophisticated and knowledgeable professional investors of financial instruments, and are not structured and customized to the needs and objectives of each investor. Opinions contained herein are subject to change without notice. Information contained in this Website is for informational purposes only and does not constitute a recommendation, offer, general solicitation or confirmation of terms. Neither SMBC Nikko Securities (Hong Kong) Limited (“SMBC Nikko HK”) nor any of its Affiliates (“Affiliate” shall mean any entity that directly or indirectly controls, is controlled by or is under common control with SMBC Nikko HK, which includes our ultimate holding company (Sumitomo Mitsui Financial Group, Inc.) and all its subsidiaries and affiliates, including but not limited to our parent company (SMBC Nikko Securities Inc.), SMBC Nikko Securities America, Inc. SMBC Nikko Capital Markets Limited, Sumitomo Mitsui Banking Corporation, SMBC Bank EU AG, SMBC Nikko Securities (Singapore) Pte. Ltd., and where applicable, their respective successors and assigns) accepts liability for any loss arising from the use of or makes any representation as to the accuracy or completeness of any such information. It is based upon generally available information believed to be reliable, but no representation is made as to the accuracy or completeness of such information or that any returns indicated will be achieved. Certain assumptions may have been made in the analysis contained in the information and opinions described herein which have resulted in the returns detailed herein. Changes to assumptions may have a material impact on returns. Price or availability is subject to change without notice. Past performance is not indicative of future results. SMBC Nikko HK and its Affiliates may have accumulated a long or short position in any subject investment. This information is not intended for distribution or use in any jurisdiction or country where such distribution or use would be contrary to local law or regulation.

SMBC Nikko HK does not furnish specific legal, regulatory taxation, accounting, trading, investment or other advice. Investors must undertake independent consultation, evaluation, and review with their own tax, legal, accounting, credit, trading, and regulatory experts and advisers as relates to their asset, liability, and risk management objectives and risk tolerance. Investors must make investment, hedging, and trading decisions based upon advice from their advisers as deemed necessary and their own evaluation, judgment, and conclusions as to the potential economic benefits and risks, the appropriateness in light of their financial circumstances, business affairs, and risk management capabilities, and the conformity to their policies and objectives, and not upon any view expressed by SMBC Nikko HK or any Affiliate thereof. SMBC Nikko HK and its Affiliates are not acting as fiduciaries or financial or investment advisers to investors. SMBC Nikko HK and its Affiliates may have a position that may be affected by any of the instruments, indices or rates mentioned in this Website.

SMBC Nikko HK accepts no liability for any loss or damage arising out of the use (or inability to use) of this Website or any information, data, opinion, statement or otherwise from this Website.

All trademarks, logos, service marks displayed on this Website belong to SMBC Nikko HK or relevant third parties and you are prohibited from using the same without SMBC Nikko HK’s and such other party’s prior written consent. All information and material on this Website is protected under relevant copyrights, trademarks and other proprietary and/or intellectual property rights. No part of the information or materials may be modified, reproduced, stored, transmitted, copied, distributed or used in any way for commercial or public purposes, without SMBC Nikko HK’s and such other party’s prior written consent.

Any terms and any non-contractual obligations arising from or connected with this Website shall be governed by and construed in accordance with the laws of Hong Kong.

By accessing this Website, you are deemed to have agreed that the Hong Kong courts shall have exclusive jurisdiction in relation to any disputes, legal action or proceedings arising out of or in connection with these terms (whether arising out of or in connection with contractual or non-contractual obligations) (“Proceedings”) and waive any objection to Proceedings in such courts on the grounds of venue or on the grounds that Proceedings have been brought in an inappropriate forum. You further agree that this paragraph operates for the benefit of SMBC Nikko HK and its Affiliates and accordingly SMBC Nikko HK and its Affiliates shall be entitled to take Proceedings in any other court or courts having jurisdiction.

This Website has not been reviewed by the Securities and Futures Commission of Hong Kong or any regulatory authority in Hong Kong (the “SFC”). SMBC Nikko HK is licensed to engage in type 1 (dealing in securities), type 2 (dealing in future contracts), type 4 (advising on securities), type 5 (advising on futures contracts) and type 6 (advising on corporate finance) regulated activities with the SFC and a subsidiary of SMBC Nikko Securities Inc., a company registered in Japan with its head office located at 3-1, Marunouchi 3-chome, Chiyoda-ku, Tokyo 100-8325, Japan.

 

SMBC Nikko HK is authorised and regulated by the SFC under the laws of Hong Kong, which differs from Australian law. SMBC Nikko HK does not hold an Australian Financial Services License and, in providing the services to the clients, it relies on an exemption contained in ASIC Class Order [03/1103] Hong Kong SFC regulated financial service providers (Class Order) (as preserved by ASIC Corporations (Repeal and Transitional) Instrument 2016/396).